HK SFC Issues Restriction Notice to Kingston Securities Limited to Freeze Client’s Account during Corporate Misconduct Investigation

by cladmin | Sep 6, 2024 | Updates

HomeHK SFC Issues Restriction Notice to Kingston Securities Limited to Freeze Client’s Account during Corporate Misconduct Investigation Charltons Updates HK SFC Issues Restriction Notice to Kingston Securities Limited to Freeze Client’s Account during Corporate...

HKEX Updates Listing Requirements for SPACs and Specialist Technology Companies

by cladmin | Sep 4, 2024 | Updates

HomeHKEX Updates Listing Requirements for SPACs and Specialist Technology Companies Charltons Updates HKEX Updates Listing Requirements for SPACs and Specialist Technology Companies On 23 August 2024, the Hong Kong’s Securities and Futures Commission (HK SFC) and The...

HK SFC Initiates Legal Proceedings Against SoftMedx Healthcare Limited and Former Directors for Breach of Fiduciary Duties

by cladmin | Sep 4, 2024 | Updates

HomeHK SFC Initiates Legal Proceedings Against SoftMedx Healthcare Limited and Former Directors for Breach of Fiduciary Duties Charltons Updates HK SFC Initiates Legal Proceedings Against SoftMedx Healthcare Limited and Former Directors for Breach of Fiduciary Duties...

SFC’s Strategic Priorities for 2024-2026: Blueprint for Future Financial Markets in Hong Kong

by Kenneth Ballon | Aug 28, 2024 | Updates

HomeSFC’s Strategic Priorities for 2024-2026: Blueprint for Future Financial Markets in Hong Kong Charltons Updates SFC’s Strategic Priorities for 2024-2026: Blueprint for Future Financial Markets in Hong Kong In January 2024, the Hong Kong’s Securities and Futures...

HK SFC, HK ICAC, and Macao Judiciary Police: Joint Operation Targeting Cross-Boundary Fraud and Misconduct in Listed Company

by cladmin | Aug 20, 2024 | Updates

HomeHK SFC, HK ICAC, and Macao Judiciary Police: Joint Operation Targeting Cross-Boundary Fraud and Misconduct in Listed Company Charltons Updates HK SFC, HK ICAC, and Macao Judiciary Police: Joint Operation Targeting Cross-Boundary Fraud and Misconduct in Listed...

SFC Releases Consultation Paper on the Repeal of Mixed Media Offers and Amendments to ePO Guidelines

by Kenneth Ballon | Aug 16, 2024 | Updates