by cladmin | Dec 10, 2010 | Hong Kong Law
Download the Word Introduction Applicant Responsibility for Disclosure of Information Introduction The Securities and Futures Commission (“SFC“) has published a Consultation Paper on possible amendments to the regulatory framework governing investment research reports...
by cladmin | Nov 30, 2010 | Hong Kong Law
Download the Word Introduction The “Foreign Private Adviser” Exemption-Non-U.S. Investment Managers U.S. Investment Managers Other Possible Exemptions Timeframe for Registration Introduction The Private Fund Investment Advisers Registration Act of 2010 (Act) was...
by cladmin | Nov 15, 2010 | Hong Kong Law
Download the Word Introduction International Background The Proposed Regime Introduction The Securities and Futures Commission (SFC) has recently released its consultation conclusions regarding the regulatory oversight of credit rating agencies (CRAs). The SFC...
by cladmin | Nov 12, 2010 | China News Alerts
IP China resolved to protect intellectual property Jurisdiction The Secretary for Justice visits Shenzhen and Guangzhou Securities China Mobile internally ready for A-share listing Investment China Investment Corporation announces the establishment of a wholly-owned...
by cladmin | Nov 10, 2010 | Hong Kong Law
Download the Word Introduction 1. Brazil: HKEx Listing Decision 109-1 (October 2010) 2. Japan: HKEx Listing Decision 110-1 (October 2010) 3. The Isle Of Man: HKEx Listing Decision 108-1 (October 2010) 4. Requirements For Future Listing Applicants From The Newly...
by cladmin | Nov 4, 2010 | China News Alerts
Download the Word Tax New tax looms for coal miners Securities Chinese Regulator Grants QFII Status to Two Taiwanese Fund Managers Investment Chinese firms’ overseas investments up 10.4% in first 9 months Hebei Province plan five large groups in steel sector First...
