SFC Bulletin gives Update on SFC’s Front-loaded Regulatory Approach
SFC published its SFC Regulatory Bulletin (Issue No. 4) to provide an update on its...
Insights Archive:
HKEx Publishes Consultation Paper on Corporate WVR Beneficiaries
HKEx published a consultation paper seeking feedback on a proposal to allow corporate entities to...
Latest SFC Decisions Against SFC Licensed Corporations and Unlicensed and SFC Licensed Individuals for Compliance Failures under the Securities and Futures Ordinance
The SFC has published updates on over ten disciplinary actions and related prosecutions between mid-December...
HKEX/SFC Guidance on Financial Results Publication amid Corona Virus Travel Restrictions
HKEx and the SFC issued guidance to listed issuers and their auditors on the requirements...
