Investor Compensation Regime Enhancements Proposed by the SFC
The SFC published a Consultation on Proposed Enhancements to the Investor Compensation Regime and Related...
Insights Archive:
Hong Kong Listing Rule Changes on Delisting effective 1 August
The Listing Rule changes address concerns about prolonged trading suspensions and as detailed in the...
Virtual Bank Authorisation: HKMA Issues New Guideline
The HKMA published its revised Guideline on Authorization of Virtual Banks intended to encourage virtual...
Hong Kong Stock Exchange Reports on Financial Statements Review 2017
The Hong Kong Stock Exchange released its Financial Statements Review Programme Report 2017 on 1...
HKMA Circular on Credit Risk Management for Personal Lending Business
On 9 May 2018, the HKMA issued a Circular on Credit Risk Management for Personal...
Securities and Futures Professional Investor Rules Amendments
The amendments allow an individual’s share of a portfolio held in an account jointly owned...
Corporate misconduct: SFC outlines its regulatory approach
The Regulatory Bulletin gives details of the SFC’s exercise of its powers under the SMLR...
Listing Rules on Capital Raisings by Listed Issuers Tightened by HKEx
Amended Listing Rules disallow rights issues, open offers and specific mandate placings, individually or when...
SFC Outlined Market Regulation Approach and fined Citigroup
Mr. Brian Ho of the SFC outlined its approach to market regulation in a speech...
Hong Kong Monetary Authority to Launch Pilot Bond Grant Scheme
On 10 May 2018, HKMA issued a circular setting out details of the highly anticipated...