SFC Guidelines on Online Platforms and Advisory Services
The Guidelines will clarify how SFC-licensed and registered entities should comply in an online environment...
Insights Archive:
New Rules for Listing Biotech Companies on Hong Kong Stock Exchange
The Hong Kong Stock Exchange (the Exchange) published its Consultation Conclusions on a Listing Regime...
Consultation Conclusions on WVR Listings
The Guidelines will clarify how SFC-licensed and registered entities should comply in an online environment...
SFC and CSRC increase daily quotas for Mainland-Hong Kong stock connect
The new daily quotas will take effect on 1 May 2018 and will increase the...
Continued deficiencies in sponsor work identified by SFC
The said deficiencies were especially common for sponsor work done for GEM IPOs. Between October...
SFC and Exchange sign addendum to MOU Governing Listing Matters
The Addendum arranges for the establishment of a new Listing Policy Panel as a centre...
HK Stock Exchange Consults on Listings of Emerging and Innovative Companies
On 23 February 2018, the Hong Kong Stock Exchange released a Consultation Paper on a...
SFC Fines IBHK concerning Electronic and Algorithmic Trading Systems
The SFC has reprimanded and fined Interactive Brokers Hong Kong Limited for breaches of the...
HKEx Listing Series – Biotech
On 23 February 2018, the Hong Kong Stock Exchange (the “Stock Exchange”) released a Consultation...
SFC Consults on Takeovers Code Changes
Hong Kong’s Securities and Futures Commission (SFC) published a Consultation Paper (Consultation Paper) on proposed...