TVB ruling on whitewash waiver by Takeovers Panel
On 10 May 2017, the Takeovers Panel ruled that a waiver of the general offer...
Insights Archive:
AML (Anti-Money Laundering) and Counter-Terrorist Financing Bill
Anti-Money Laundering and Counter-Terrorist Financing Ordinance will require designated non-financial businesses and professions to observe...
BVI Beneficial Ownership Secure Search System Act 2017
BVI’s Beneficial Ownership Secure Search System Act 2017 came into force on 30 June 2017...
SFC clarifies Requirements for Asset Management Activity
The SFC issued a circular providing guidance for existing licensed corporations and individuals seeking to...
SFC Circular on Responsible Officers and Substantial Shareholders
The SFC has issued a circular on responsible officers and substantial shareholders, stating that it...
Changes to the GEM Rules and Main Board Rules Proposed by the HKEx
The SEHK has published a Consultation Paper on the Review of the Growth Enterprise Market...
SFC Issues Statement on Listing of Infrastructure Project Companies
The SFC issued a statement setting out factors to be considered when reviewing the proposed...
HKEx Consults on Proposed New Board for New Economy Companies
The HKEx published its New Board Concept Paper setting out proposals for the establishment of...
Mainland-Hong Kong Bond Market Connect to be Established
The People’s Bank of China and the Hong Kong Monetary Authority made a joint announcement...
SFC Elaborates on the Liabilities of Directors and Senior Executives of Listed Companies and Senior Management Accountability
In its newsletter, Enforcement Reporter, the SFC discussed director and senior executive liabilities and senior...