Insights Archive:
SFC Publishes Consultation Conclusions on Amendments to the Professional Investor Regime and Further Consultation on Client Agreement Requirements
The Securities and Futures Commission (SFC) has published its consultation conclusions (Consultation Conclusions) on proposed...
SFC Takeovers Update – Takeovers Bulletin No 30
The latest issue of the SFC's Takeovers Bulletin (the Bulletin) published on 30 September: clarifies...
HKEx Publishes Concept Paper on Weighted Voting Rights
The Stock Exchange of Hong Kong (the Exchange) has published a Concept Paper on Weighted...
HKEx Stops Initial Check of IPO Application Proofs
The Hong Kong Stock Exchange (the Exchange) announced on Friday, 9 September 2014 that it...
SFC Drops Proposed Amendments to Sponsors Prospectus Liability Provisions
The Securities and Futures Commission (SFC) has announced that proposed legislative amendments to make explicit...
SFC Comments to Focus on Substantive Takeovers Code Issues
The Takeovers Bulletin (see archive) published by the Securities and Futures Commission (SFC) in June...
FSTB Publishes Consultation Conclusions on Improving Corporate Insolvency Law and Proposals for a New Statutory Corporate Rescue Procedure
In April 2013, the Financial Services and the Treasury Bureau (FSTB) launched a three-month public...
HKMA-SFC Consult on Rules Imposing Mandatory Reporting Obligations for OTC Derivative Transactions
The Hong Kong Monetary Authority (HKMA) and the Securities and Futures Commission (SFC) have published...
