SFC Reprimands and Fines ICBCI and Deutsche Bank
The Securities and Futures Commission (SFC) has made two announcements in relation to the failings...
Insights Archive:
Exchange Publishes Further Information on Shanghai-Hong Kong Stock Connect
The Stock Exchange of Hong Kong (SEHK) has published further information in relation to Shanghai-Hong...
Exchange Issues Guidance on Opinion Letters Prepared By Independent Financial Advisers
The Hong Kong Stock Exchange (the Exchange) has published guidance letter HKEx-GL76-14 (see archive), which...
SFC Issues Notice on Risks and Potential Regulatory Issues of Crowd-Funding
The Securities and Futures Commission (SFC) issued a notice (see archive) on 7 May 2014...
HKEx to Launch its First Asia Commodities Contracts
Hong Kong Exchanges and Clearing Limited (HKEx) announced yesterday, 22 April 2014, that it plans...
FSTB Consults on Open-Ended Fund Company Structure
The Financial Services and the Treasury Bureau (FSTB) published the Open-ended Fund Companies Consultation Paper...