Download the Word Headlines Rules on cross-border share exchanges to clarify red chip listing procedures CSRC issues guidelines on the relationship between listed companies and investors CDRC approves Valin Steel Tube & Wire equity transfer Capital Markets CSRC...
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China News Alert Issue 111
Download the Word Headlines Pilot companies involved in redesignation of non-tradeable shares introduce employee share options State Council approves steel industry policy SAT statement on income tax payable on creditors’ rights Capital Markets BOC and Shenhua Energy...
Proposed New Regulatory Regime For Sponsors
Building on the existing regime for the licensing of corporate finance advisers, the SFC has published proposals for additional specific entry criteria and ongoing compliance obligations for sponsors.
Proposed Revision Of The SFC’s Guidance Note On Prevention Of Money Laundering And Terrorist Financing
SFC has published a consultation paper on its Proposed Revised Prevention of Money Laundering and Terrorist Financing Guidance Note & new shareholder remedies under Companies Ordinance effective on 15 July 2005
SFC-Authorised Funds and Unit Trusts Permitted to Invest in Listed Reits
Amendments to the SFC’s Code on Unit Trusts and Mutual Funds allowing collective investment schemes authorised under the Code to invest in listed real estate investment trusts came into effect on 22 April 2005
Guidelines on Analyst Conflicts of Interest
The SFC’s Guidelines to Address Analyst Conflicts of Interest impose strict requirements on investment banks and broker /dealers in relation to reducing and disclosing analysts’ conflicts of interest.
Proposed Amendments to the SFO to Give Statutory Backing to Major Listing Rules
Proposed amendments to the SFO will codify the more important of the Exchange’s Listing Rules into statutory listing requirements under the Securities and Futures (Stock Market Listing) Rules.
China News Alert Issue 93
Download the Word Headlines SAFE introduces measures to intensify scrutiny of red chips Circular on stock investments by insurance companies Measures on foreign company leasing and financial leasing Capital Markets Latest China stock market statistics Taxation MOF and...
SFC Issues Consultation Paper on Amendments to the Disclosure of Interests Regime
It is proposed to extend the proposal to synchronise the reference dates for buyers and sellers completing a transaction within 4 days (see paragraph 9 above) to physically settled options. On the exercise of an…
China News Alert Issue 88
Download the Word Headlines Public Offering “Passage” System Officially Abolished State Council approves establishment of Investor Indemnity Fund CSRC to resume review of IPO applications SAFE approves overseas investment quota for Ping An Insurance Corporate &...