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SFC Drops Proposed Amendments to Sponsors Prospectus Liability Provisions

SFC Drops Proposed Amendments to Sponsors Prospectus Liability Provisions

by cladmin | Aug 29, 2014 | Hong Kong Law

Download the PDF Download the Word Background The Legislative Provisions and Previous Consultations Remaining Defects of CWUMPO Provisions Prospectus Liability: The Bigger Picture The Securities and Futures Commission (SFC) has announced that proposed legislative...
SFC Comments to Focus on Substantive Takeovers Code Issues

SFC Comments to Focus on Substantive Takeovers Code Issues

by cladmin | Aug 20, 2014 | Hong Kong Law

Download the PDF Download the Word Introduction Role of the Executive Documentation Requirements Post-Publication Review and Follow-Up Action Annex 1 – Documents to be submitted to the Executive after Publication of Any Document Annex 2 – Compliance Checklist...
FSTB Publishes Consultation Conclusions on Improving Corporate Insolvency Law and Proposals for a New Statutory Corporate Rescue Procedure

FSTB Publishes Consultation Conclusions on Improving Corporate Insolvency Law and Proposals for a New Statutory Corporate Rescue Procedure

by cladmin | Aug 18, 2014 | Hong Kong Law

Download the PDF Download the Word Introduction Summary of the Proposed Amendments The Commencement of Winding-Up Appointment, Powers, Vacation of Office and Release of Provisional Liquidators and Liquidators Conduct of Winding-Up Voidable Transactions Investigation...
HKMA-SFC Consult on Rules Imposing Mandatory Reporting Obligations for OTC Derivative Transactions

HKMA-SFC Consult on Rules Imposing Mandatory Reporting Obligations for OTC Derivative Transactions

by cladmin | Aug 8, 2014 | Hong Kong Law

Download the PDF Download the Word Introduction Recent Reform – Amendment Ordinance 2014 Key Proposals for the New Regime Introduction The Hong Kong Monetary Authority (HKMA) and the Securities and Futures Commission (SFC) have published a consultation...
FSDC Publishes Recommendations for Positioning Hong Kong as a Preferred International Listing Venue

FSDC Publishes Recommendations for Positioning Hong Kong as a Preferred International Listing Venue

by cladmin | Aug 5, 2014 | Hong Kong Law

Download the PDF Download the Word Background Section 1 – Introduction Section 2: An Overview of Overseas Company Listings On HKEx Section 3: Hong Kong’s Regulatory Regime Section 4 – Recommendations and Observations Section 5 – Conclusion Background On 18 June, 2014...
FSTB Consults on Increasing Independence of Regulatory Regime for Listed Entity Auditors

FSTB Consults on Increasing Independence of Regulatory Regime for Listed Entity Auditors

by cladmin | Aug 1, 2014 | Hong Kong Law

Download the PDF Download the Word Introduction The Main Aims Proposal Summary Further Details: Registration Further Details: Disciplinary actions Appeals Funding Governance of the Financial Reporting Council Comments Introduction The Financial Services and the...
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