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HKEx Concludes on Proposed Amendments to Listing Rules Relating to Share Schemes of Listed Issuers and Housekeeping Rule Amendment

HKEx Concludes on Proposed Amendments to Listing Rules Relating to Share Schemes of Listed Issuers and Housekeeping Rule Amendment

by Alexandr Pirogov | Aug 17, 2022 | Hong Kong Law

Download the PDF Download the Word On 29 July 2022, The Stock Exchange of Hong Kong Limited (the HKEx) published consultation conclusions on Proposed Amendments to the Listing Rules relating to Share Schemes of Listed issuers and Housekeeping Rule...
HKEx and SFC Disciplinary Actions June and July 2022

HKEx and SFC Disciplinary Actions June and July 2022

by Mikhail Zavalko | Aug 15, 2022 | Hong Kong Law

Download the PDF Download the Word HKEx and SFC Disciplinary Actions June 2022 The three HKEx disciplinary actions announced by The Stock Exchange of Hong Kong Limited (the HKEx) in June 2022 were in relation to (i) Great Wall Terroir Holdings Limited and its 11...
Hong Kong Registration Regime for Dealers in Precious Metals and Stones to Take Effect on 1 January 2023

Hong Kong Registration Regime for Dealers in Precious Metals and Stones to Take Effect on 1 January 2023

by Mikhail Zavalko | Jul 22, 2022 | Hong Kong Law

Download the PDF Download the Word A new registration regime for dealers in precious metals and stones (DPMS) will come into effect on 1 January 2023 under proposed amendments to the Anti-Money Laundering and Counter-Terrorist Financing Ordinance (Cap. 615)...
HKEx and SFC Disciplinary Actions in May 2022

HKEx and SFC Disciplinary Actions in May 2022

by Mikhail Zavalko | Jul 22, 2022 | Hong Kong Law

Download the PDF Download the Word In May 2022, the Stock Exchange of Hong Kong Limited (the HKEx) published four disciplinary actions. The first HKEx disciplinary action was against Wuzhou International Holdings Limited and nine directors for various breaches...
SFC Proposes Significant Amendments to SFO Enforcement Regime

SFC Proposes Significant Amendments to SFO Enforcement Regime

by Alexandr Pirogov | Jul 18, 2022 | Hong Kong Law

Download the PDF Download the Word On 10 June 2022, the Securities and Futures Commission (SFC) launched a two-month consultation on proposed amendments to the enforcement-related provisions of the Securities and Futures Ordinance (SFO). The Consultation...
Hong Kong Licensing Regime for Virtual Asset Exchanges to Take Effect on 1 March 2023

Hong Kong Licensing Regime for Virtual Asset Exchanges to Take Effect on 1 March 2023

by Alexandr Pirogov | Jul 9, 2022 | Hong Kong Law

Download the PDF Download the Word A new licensing regime for virtual asset service providers (VASPs) will come into effect on 1 March 2023 under proposed amendments to the Anti-Money Laundering and Counter-Terrorist Financing Ordinance (Cap. 615) (the AMLO)...
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