by cladmin | Mar 4, 2015 | Hong Kong Law
Download the PDF Download the Word Ping An Internal Control Failures Breaches by He Disciplinary Action The Hong Kong Securities and Futures Commission (SFC) has banned the former chief executive officer of Ping An of China Securities (Hong Kong) Company Limited (Ping...
by cladmin | Mar 2, 2015 | Hong Kong Law
Download the PDF Download the Word Shanghai-Hong Kong Stock Connect A Shares Eligible for Short Selling Short Selling Rules Reporting Requirements Client Confirmation of Short Selling Orders Further Information The Hong Kong Stock Exchange (the Exchange)...
by cladmin | Feb 26, 2015 | Hong Kong Law
Download the PDF Download the Word Introduction Regulatory Background Longtop Investigation 2014 Suspension Order and Appeal 2015 Settlement Related Issues The Hong Kong Position: SFC Proceedings against Ernst & Young Introduction United States Securities and...
by cladmin | Feb 16, 2015 | Hong Kong Law
Download the PDF Download the Word IOSCO approves application by Bank of Russia Background to IOSCO MMoU The IOSCO MMoU and listing on the Hong Kong Stock Exchange The Bank of Russia will sign the IOSCO Multilateral Memorandum of Understanding (IOSCO MMoU) in what...
by cladmin | Feb 12, 2015 | Hong Kong Law
Download the PDF Download the Word A draft of China’s Foreign Investment Law (the Draft FIL) published by the Ministry of Commerce (MOFCOM) on 19 January 2015 proposes major changes to the regulation of foreign investment in China. The Draft Foreign Investment...
by cladmin | Feb 10, 2015 | Hong Kong Law
Download the PDF Download the Word Introduction Hong Kong’s ETF Market Current Regime Justification for the Change Details of Amendments IntroductionAn extension of the current stamp duty exemption to transfers of shares or units of all Exchange Traded Funds...
