by cladmin | Oct 8, 2007 | Hong Kong Law
Download the Word 1. Practice Note 1 – Partial Offers 2. Practice Note 2 (PN2) – Treatment Of Profit Forecasts Required By Overseas Jurisdictions 3. Practice Note 3 (PN3) – Implementation Of Phase 1 Of The Electronic Disclosure Project And The Application Of Rule 19.1...
by cladmin | Oct 3, 2007 | Hong Kong Law
Download the Word Introduction 1. Securities Borrowing And Lending 2. Dealings By Connected Discretionary Fund Managers And Principal Traders 3. Privatisations And Delisting Annex A Introduction The Securities and Futures Commission (SFC) released a consultation paper...
by cladmin | Sep 10, 2007 | Hong Kong Law
Download the Word Introduction 1. Shortening Of Reporting Deadlines 2. Mandatory Quarterly Reporting For Main Board Issuers 3. Changes To GEM Rules On Quarterly Reporting Annex A Introduction Hong Kong Exchanges and Clearing Limited (HKEx) released a Consultation...
by cladmin | Aug 6, 2007 | Hong Kong Law
Download the Word Introduction I. Background II. The Main Proposals III. Possible Implications Of GEM Proposals For Main Board Annex A Introduction Hong Kong Exchanges and Clearing Limited (HKEx) released a Consultation Paper (the Consultation Paper)...
by cladmin | Jul 23, 2007 | Hong Kong Law
Download the Word Introduction Background Suspension Policy Under The EDP Procedure Before Pre-Opening Trading Session Disclosure Of Details Regarding Failure To Publish New Requirement For Issuers To Publish A Suspension Announcement Resumption Announcement...
by cladmin | Jun 20, 2007 | Hong Kong Law
Download the Word Introduction 1. Streamlined Licensing Process For UK Or US Licensed/Registered Hedge Fund Managers 2. Clarification Of Competence Requirements For Responsible Officers 3. Exemption From Licensing Requirement For Providing Intra-Group Investment...
