by cladmin | Oct 3, 2005 | Hong Kong Law
Download the Word Introduction 1. Management Company – Assessment Criteria For Acceptability – Chapter 8.7(A)(i) 2. Key Personnel’s Experience – Chapter 8.7(A)(ii) 3. Prime Brokers – Note to Chapter 8.7(b) regarding the disclosure of relationship with prime brokers...
by cladmin | Sep 29, 2005 | Hong Kong Law
Download the Word Introduction 1. Transfer Companies Ordinance Prospectus Regime To The SFO (Proposal 1) 2. Shift Of Focus To “Transaction-Based” Approach (Proposal 2) 3. Options And Other Rights (Proposal 3) 4. Scope Of The Regime: Bodies And Place Of Incorporation...
by cladmin | Sep 22, 2005 | Hong Kong Law
Download the Word 1. Introduction 2. Licensing Of Managers Of Real Estate Investment Trusts (“REITS”) 3. Money Brokers Exemption 4. Incidental Advice Of Fund Managers 5. Redress Disposal Of Securities To Non-Professionals 1. Introduction The Securities and Futures...
by cladmin | Sep 7, 2005 | Hong Kong Law
Download the Word Introduction 1. Class 2 Of The Definition Of “Acting In Concert” 2. “Low-Ball” Or “One Cent” Offers 3. Frustrating Actions 4. Vetting Process 5. Telecom Mergers (New note 3 to Rule 15.5) 6. Use Of Comparables (New Note 7 to Rule 9.1) 7. On Market...
by cladmin | Jul 28, 2005 | Hong Kong Law
Download the Word Introduction 1. Forms And Codes 2. Security Interests Given By Substantial Shareholders 3. De Minimis Exception 4. Aggregation Exemption 5. Stock Borrowing And Lending 6. Credit Derivatives 7. Index-Linked Equity Instruments 8. Changes In Nature Of...
by cladmin | Jul 13, 2005 | Hong Kong Law
Download the Word The Code On Corporate Governance Practices: Interim Reporting Requirements Annex A Brief Summary of Disclosure Requirements Introduction I. New Regulatory Regime For Sponsors Ongoing Compliance Compliance Advisers Effective Date And Proposed...
