by NewsLetter Adminstrator | Jun 5, 2018 | Hong Kong Law
Download the PDF Download the Word The Securities and Futures (Professional Investor) Rules (PI Rules) will be amended to implement modifications previously granted by the Securities and Futures Commission (SFC)[1] with effect from 13 July 2018, subject...
by NewsLetter Adminstrator | Jun 2, 2018 | Hong Kong Law
Download the PDF Download the Word The Securities and Futures Commission (SFC) outlined its proactive regulatory approach to tackling corporate misconduct in the second issue of the SFC Regulatory Bulletin: Listed Corporations (Regulatory Bulletin)...
by NewsLetter Adminstrator | May 31, 2018 | Hong Kong Law
Download the PDF Download the Word Changes to the Listing Rules of the Hong Kong Stock Exchange (HKEx) will take effect on 3 July 2018. These implement the proposals suggested by HKEx in its September 2017 Consultation Paper on capital raisings by...
by NewsLetter Adminstrator | May 29, 2018 | Hong Kong Law
Download the PDF Download the Word Mr. Brian Ho of the Hong Kong Securities and Futures Commission (SFC) outlined the SFC’s approach to market regulation in a speech[1] on 17 May 2018. The speech covered the April 2018 changes to the Hong Kong Stock...
by NewsLetter Adminstrator | May 18, 2018 | Hong Kong Law
Download the PDF Download the Word On 10 May 2018, the Hong Kong Monetary Authority (HKMA) issued a circular[1] setting out details of the highly anticipated three-year Pilot Bond Grant Scheme (Bond Grant Scheme) announced in the 2018-2019 Budget. The aim of...
by NewsLetter Adminstrator | Apr 26, 2018 | Hong Kong Law
Download the PDF Download the Word On 28 March 2018, the Securities and Futures Commission (SFC) released its Consultation Conclusions on the Proposed Guidelines on Online Distribution and Advisory Platforms (the Guidelines) on online order...
