by cladmin | Jun 14, 2017 | Hong Kong Law
Download the PDF Download the Word In the May 2017 issue of its newsletter, Enforcement Reporter, the Securities and Futures Commission (SFC) discussed director and senior executive liabilities and senior management accountability in listed companies,...
by cladmin | Jun 9, 2017 | Hong Kong Law
Download the PDF Download the Word Introduction to Leveraged and Inverse Products Leveraged and inverse products structured as Exchange Traded Funds (ETFs) (Leveraged Products and Inverse Products respectively, and L&I...
by cladmin | May 26, 2017 | Hong Kong Law
Download the PDF Download the Word According to the Securities and Futures Commission (the SFC), purchasers who are willing to pay a premium for an existing licensed corporation as a “backdoor licence” may not be able to avoid the responsibilities and liabilities...
by cladmin | Apr 19, 2017 | Hong Kong Law
Download the PDF Download the Word Introduction On 13 March 2017, the Securities and Futures Commission (the SFC) issued a “Statement on recent GEM listing applicants” (the Statement).1 This follows the regulators’ elaboration on the requirements for...
by cladmin | Mar 22, 2017 | Hong Kong Law
Download the PDF Download the Word Introduction The Securities and Futures Commission (SFC) published a Consultation Paper on the Proposed Amendments to the Securities and Futures (Professional Investor) Rules (Consultation Paper)1 on 1 March 2017. The...
by cladmin | Mar 20, 2017 | Hong Kong Law
Download the PDF Download the Word On 20 March 2017, the Financial Services Business Council (FSBC) of the European Chamber of Commerce released its position paper on the status and development of financial technology (FinTech) in Hong Kong (and click here...
