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HKEx Consultation Conclusions on Review of the ESG Reporting Guide and ESG Listing Rules

HKEx Consultation Conclusions on Review of the ESG Reporting Guide and ESG Listing Rules

by teddyromulo | Jan 20, 2020 | Hong Kong Law

Download the PDF Download the Word On 18 December 2019, the Stock Exchange of Hong Kong Limited (HKEx) published its Consultation Conclusions: Review of the Environmental, Social and Governance Reporting Guide and Related Listing Rules with respect to its...
SFC Publishes Consultation Paper on Amending the Regime for Open-Ended Fund Companies

SFC Publishes Consultation Paper on Amending the Regime for Open-Ended Fund Companies

by teddyromulo | Jan 16, 2020 | Hong Kong Law

Download the PDF Download the Word On 20 December 2019, the Securities and Futures Commission (SFC) announced the publication of a Consultation Paper on Proposed Enhancements to the Open-ended Fund Companies (OFC) Regime. The consultation is open...
SFC Survey on Integrating Environmental, Social and Governance Factors and Climate Risks in Asset Management

SFC Survey on Integrating Environmental, Social and Governance Factors and Climate Risks in Asset Management

by teddyromulo | Jan 6, 2020 | Hong Kong Law

Download the PDF Download the Word The Securities and Futures Commission (SFC) has published the findings of its Survey on Integrating Environmental, Social and Governance (ESG) Factors and Climate Risks in Asset Management which investigated how, and to...
HKEx Consults on Amendments to the Chapter 37 Professional Debt Regime

HKEx Consults on Amendments to the Chapter 37 Professional Debt Regime

by teddyromulo | Jan 2, 2020 | Hong Kong Law

Download the PDF Download the Word On 6 December 2019, the Stock Exchange of Hong Kong Limited (HKEx) announced the publication of a Consultation Paper on proposals to review the listing regime for debt issues to professional investors only set out...
SFC Guidance on Disclosure by HKEx-listed Companies and to Licensed Fund Managers on Dubious Private Funds

SFC Guidance on Disclosure by HKEx-listed Companies and to Licensed Fund Managers on Dubious Private Funds

by teddyromulo | Dec 10, 2019 | Hong Kong Law

Download the PDF Download the Word On 21 November 2019, the Securities and Futures Commission (SFC) issued a Statement on the Disclosure of Actual Controllers or Beneficial Owners of Counterparties to a Transaction[1] and a Circular to Licensed...
SFC Circular on Licensed Corporations’ Use of External Electronic Data Storage

SFC Circular on Licensed Corporations’ Use of External Electronic Data Storage

by teddyromulo | Dec 4, 2019 | Hong Kong Law

Download the PDF Download the Word Licensed Corporations’ Compliance with Statutory Record-Keeping Obligations Scope of the Circular on Licensed Corporations’ Use of External Electronic Data Storage Requirements for Regulatory Records Kept Exclusively with an External...
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