by cladmin | Sep 17, 2010 | Hong Kong Law
Download the Word Introduction Background Reasons For The Proposed Amendment How To Respond To The Consultation Appendix – Consultation Questions Introduction The Stock Exchange of Hong Kong (“HKEx“) has published a consultation paper on a proposed change to the...
by cladmin | Sep 8, 2010 | Hong Kong Law
Download the Word Major Issues From The First Phase Of Consultation The Second Phase Of Consultation On 30 August 2010, the Financial Services and the Treasury Bureau (“FSTB“) published its Consultation Conclusions on the First Phase Consultation of the draft...
by cladmin | Aug 9, 2010 | Hong Kong Law
Download the Word Relationship with significant stakeholders Explanations of financial performance Identification and assessment of non-compliance with rules and regulations Mining Companies Disclosure of investors’ obligations when investing in foreign incorporated...
by cladmin | Aug 5, 2010 | Hong Kong Law
Download the Word Background Objectives of Regulating CRAs Creation of a New Type 10 Regulated Activity under Hong Kong’s Existing Licensing Regime Amendments to Subsidiary Legislation SFC Codes and Guidelines Implementation and Transitional Arrangements The...
by cladmin | Jun 15, 2010 | Hong Kong Law
Download the Word A. Financial Information In Circular Or Listing Document B. Other Disclosure Requirements for Circulars and Listing Documents C. Timing for Despatch of Circulars D. Gem Issuers The Stock Exchange of Hong Kong (HKEx) has released its consultation...
by cladmin | Jun 11, 2010 | Hong Kong Law
Download the Word Disapplication of the CO Prospectus Provisions to Structured Products Loss of CO Safe Harbours Proposed Definition of Structured Product Classifying Structured Products as ‘securities’ Currency Linked Instruments and Money Market Instruments Issued...
