by NewsLetter Adminstrator | Feb 23, 2018 | Hong Kong Law
Download the PDF Download the Word Hong Kong’s Securities and Futures Commission (SFC) has publicly reprimanded and fined Interactive Brokers Hong Kong Limited (IBHK) HK$4.5 million for breaches of the Code of Conduct for Persons Licensed by or Registered with the SFC...
by NewsLetter Adminstrator | Feb 9, 2018 | Hong Kong Law
Download the PDF Download the Word Download the Word Hong Kong’s Securities and Futures Commission (SFC) published a Consultation Paper (Consultation Paper) on proposed changes to the Codes on Takeovers and Mergers and Share Buybacks (the Codes) for a...
by NewsLetter Adminstrator | Dec 20, 2017 | Hong Kong Law
Download the PDF Download the Word On 24 November 2017, the Stock Exchange of Hong Kong (the Exchange) published three listing decisions. LD 115-2017[1] and LD 116-2017[2] dealt with the question of whether the issuers had a sufficient level...
by NewsLetter Adminstrator | Dec 19, 2017 | Hong Kong Law
Download the PDF Download the Word The Stock Exchange of Hong Kong Limited (the HKEx) published its Consultation Conclusions on Review of the Growth Enterprise Market (GEM) and Changes to the GEM and Main Board Listing Rules (Consultation Conclusions)...
by NewsLetter Adminstrator | Dec 15, 2017 | Hong Kong Law
Download the PDF Download the Word The Hong Kong Stock Exchange published the Conclusions to the New Board Concept Paper[1] (Conclusions) today (Friday 15 December 2017) setting out the steps to be taken to extend the Hong Kong listing regime to allow...
by NewsLetter Adminstrator | Dec 12, 2017 | Hong Kong Law
Download the PDF Download the Word Introduction On 3 November 2017, the Stock Exchange of Hong Kong (the Exchange) published a Consultation Paper on Proposed Changes to Documentary Requirements for Listed Issuers and Other Minor Rule...
