by cladmin | Jul 5, 2017 | Hong Kong Law
Download the PDF Download the Word Introduction Competence requirements for corporations Competence requirements for ROs Relevant industry experience Local regulatory framework paper (LRP) requirements Introduction On 23 June 2017, Hong Kong’s Securities and Futures...
by cladmin | Jun 27, 2017 | Hong Kong Law
Download the PDF Download the Word The Securities and Futures Commission (SFC) has issued a circular to licensed corporations on responsible officers and substantial shareholders (the Circular), reminding licensed corporations that it is not acceptable...
by cladmin | Jun 24, 2017 | Hong Kong Law
Download the PDF Download the Word Introduction The Stock Exchange of Hong Kong (the Exchange) published a Consultation Paper on the Review of the Growth Enterprise Market (GEM) and Changes to the GEM and Main Board Listing Rules (see...
by cladmin | Jun 23, 2017 | Hong Kong Law
Download the PDF Download the Word On 11 April 2017, the Securities and Futures Commission (SFC) issued a statement1 which sets out factors the SFC will take into account when reviewing the proposed listing of infrastructure project companies in Hong Kong....
by cladmin | Jun 22, 2017 | Hong Kong Law
Download the PDF Download the Word On 16 June 2017, the Hong Kong Stock Exchange (the Exchange) published its New Board Concept Paper setting out proposals for the establishment of a New Board, separate from the Main Board and the GEM, to open Hong...
by cladmin | Jun 15, 2017 | Hong Kong Law
Download the PDF Download the Word On May 16, 2017, the People’s Bank of China and the Hong Kong Monetary Authority made a joint announcement approving the China Foreign Exchange Trade System & National Interbank Funding Centre, China Central Depository...
