by cladmin | Jun 17, 2015 | Hong Kong Law
Download the PDF Download the Word Relevant Listing Rules Pre-emptive rights Disclosure requirements Public float The Stock Exchange of Hong Kong Limited (the Exchange) has published guidance letter HKEx-GL80-151 (the Guidance Letter) providing...
by cladmin | Jun 10, 2015 | Hong Kong Law
Download the PDF Download the Word INTRODUCTION QUOTAS REGULATION GENERAL PRINCIPLES AUTHORISATION OF MAINLAND FUNDS FOR HONG KONG DISTRIBUTION AUTHORISATION OF HONG KONG FUNDS FOR MAINLAND DISTRIBUTION INTRODUCTION The much anticipated Mainland-Hong Kong Mutual...
by cladmin | May 22, 2015 | Hong Kong Law
Download the PDF Download the Word Certification Process Accuracy of Client Information The Hong Kong Securities and Futures Commission (SFC) has published a circular1 reminding intermediaries of the requirements in relation to Know-Your-Client (KYC) and...
by cladmin | May 18, 2015 | Hong Kong Law
Download the PDF Download the Word INTRODUCTION Changes relating to Financial Information Disclosure Changes not relating to Financial Information Disclosure INTRODUCTION The Hong Kong Stock Exchange (the Exchange) has published its Consultation...
by cladmin | May 14, 2015 | Hong Kong Law
Download the PDF Download the Word INTRODUCTION HKEx LISTING DECISION LD85-2015 (January 2015) HKEx LISTING DECISION HKEx-LD86-2015 (April 2015) INTRODUCTION The Hong Kong Exchanges and Clearing Limited (the Exchange) has published two listing decisions in 2015:...
by cladmin | May 12, 2015 | Hong Kong Law
Download the PDF Download the Word LISTED COMPANIES’ INSIDE INFORMATION DISCLOSURE OBLIGATION CUSTOMER IDENTITIES AND IPO INCENTIVE SCHEMES UNDER THE DUAL FILING REGIME The Securities and Futures Commission’s (the SFC’s) latest Corporate Regulation...
