by cladmin | Dec 10, 2010 | Hong Kong Law
Download the Word Introduction Applicant Responsibility for Disclosure of Information Introduction The Securities and Futures Commission (“SFC“) has published a Consultation Paper on possible amendments to the regulatory framework governing investment research reports...
by cladmin | Nov 30, 2010 | Hong Kong Law
Download the Word Introduction The “Foreign Private Adviser” Exemption-Non-U.S. Investment Managers U.S. Investment Managers Other Possible Exemptions Timeframe for Registration Introduction The Private Fund Investment Advisers Registration Act of 2010 (Act) was...
by cladmin | Nov 15, 2010 | Hong Kong Law
Download the Word Introduction International Background The Proposed Regime Introduction The Securities and Futures Commission (SFC) has recently released its consultation conclusions regarding the regulatory oversight of credit rating agencies (CRAs). The SFC...
by cladmin | Nov 10, 2010 | Hong Kong Law
Download the Word Introduction 1. Brazil: HKEx Listing Decision 109-1 (October 2010) 2. Japan: HKEx Listing Decision 110-1 (October 2010) 3. The Isle Of Man: HKEx Listing Decision 108-1 (October 2010) 4. Requirements For Future Listing Applicants From The Newly...
by cladmin | Nov 3, 2010 | Hong Kong Law
Download the Word Introduction Interim Guidance Background Listing Decision Findings Introduction The publication on 13 October 2010 of interim guidance on pre-IPO investments aims to clarify the position in relation to pre-IPO investments pending a consultation on...
by cladmin | Oct 6, 2010 | Hong Kong Law
Download the Word Introduction Background The SFC Proposal To Refine The Evidential Requirements How To Respond To The Consultation Appendix – Consultation Questions Introduction The Securities and Futures Commission (“SFC“) has published a consultation paper on a...
