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Hong Kong 2021/2022 Budget – Market Highlights

Hong Kong 2021/2022 Budget – Market Highlights

by teddyromulo | Feb 24, 2021 | Hong Kong Law

Download the PDF Download the Word On 24 February 2021, Financial Secretary, Mr Paul Chan Mo-po, GBM, GBS, MH, JP, delivered the Hong Kong Government’s 2021/2022 Budget Plan to the Legislative Council. The Financial Secretary emphasised the value of the...
HKEx Publishes Findings of Latest Review of Issuers’ Annual Report Disclosures

HKEx Publishes Findings of Latest Review of Issuers’ Annual Report Disclosures

by teddyromulo | Feb 20, 2021 | Hong Kong Law

Download the PDF Download the Word On 29 January 2021, the Stock Exchange of Hong Kong (the HKEx) published its 2020 Review of Issuers’ Annual Report Disclosure. The review focuses on (i) examining issuers’ annual reports in terms of compliance with the HKEx...
SFC Consults on Proposed Code of Conduct on Hong Kong Bookbuilding and Placing Activities and Proposal on HKEx Sponsor Coupling

SFC Consults on Proposed Code of Conduct on Hong Kong Bookbuilding and Placing Activities and Proposal on HKEx Sponsor Coupling

by teddyromulo | Feb 11, 2021 | Hong Kong Law

Download the PDF Download the Word On 8 February 2021, the Securities and Futures Commission (the SFC) published a consultation paper on (i) a proposed SFC Code of Conduct for Hong Kong Bookbuilding and Placing Activities in Equity Capital Market and Debt Capital...
SFC consults on changes to Competency Requirements for Licensed Intermediaries and Individuals

SFC consults on changes to Competency Requirements for Licensed Intermediaries and Individuals

by teddyromulo | Jan 19, 2021 | Hong Kong Law

Download the PDF Download the Word The Securities and Futures Commission of Hong Kong (SFC) published a Consultation Paper on Proposed Enhancements to the Competency Framework for Intermediaries and Individual Practitioners[1] on 11 December 2020 proposing...
Charltons Responds to HKEX Consultation on Main Board Profit Requirement on behalf of 10 sponsor firms

Charltons Responds to HKEX Consultation on Main Board Profit Requirement on behalf of 10 sponsor firms

by teddyromulo | Jan 11, 2021 | Hong Kong Law

Download the PDF Download the Word Charltons responded on 11 January 2021 to the Hong Kong Stock Exchange’s Consultation Paper: The Main Board Profit Requirement (summarised here) on behalf of a group of 10 Hong Kong sponsor firms who are concerned...
SFC Takeovers Bulletin No. 55 on Takeovers Code Breaches and Regulatory Reminders

SFC Takeovers Bulletin No. 55 on Takeovers Code Breaches and Regulatory Reminders

by teddyromulo | Jan 8, 2021 | Hong Kong Law

Download the PDF Download the Word The Securities and Futures Commission of Hong Kong (the “SFC”) published Takeovers Bulletin No. 55 in December 2020 (the “SFC Takeovers Bulletin 55”). The SFC Takeovers Bulletin 55 covers recent SFC disciplinary...
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