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Stock Exchange and SFC Issue Updated Joint Policy Statement Regarding the Listing of Overseas Companies

Stock Exchange and SFC Issue Updated Joint Policy Statement Regarding the Listing of Overseas Companies

by cladmin | Oct 9, 2013 | Hong Kong Law

Download the Word Introduction The Revised Joint Statement – Overview The Takeovers Code Revised Joint Statement – Section 1: Shareholder Protection Standards Revised Joint Statement – Section 2: Regulatory Cooperation Revised Joint Statement – Section 3: Accounting...
New Sponsors Regime To Come Into Effect For Listing Applications Submitted On Or After 1 October 2013 And Publication Of The Hong Kong Sponsor Due Diligence Guidelines

New Sponsors Regime To Come Into Effect For Listing Applications Submitted On Or After 1 October 2013 And Publication Of The Hong Kong Sponsor Due Diligence Guidelines

by cladmin | Sep 30, 2013 | Hong Kong Law

Download the PDF Download the Word New Sponsors Regime Hong Kong Sponsor Due Diligence Guidelines free download of 750+ page hong kong sponsor due diligence guidelines, coordinated by charltons, developed as an initiative of hong kong sponsors to promote...
Exchange Publishes Guidance on Resumption of Long Suspended Companies

Exchange Publishes Guidance on Resumption of Long Suspended Companies

by cladmin | Sep 23, 2013 | Hong Kong Law

Download the Word Resumption of trading for PN 17 companies Resumption of trading for companies suspended for material issues The Hong Kong Stock Exchange (the Exchange) has published guidance letter HKEx-GL66-1 (see archive) (Guidance Letter) with regard to...
SFC Issues Guidelines on the Application of the CPSS-IOSCO Principles for Financial Market Infrastructures

SFC Issues Guidelines on the Application of the CPSS-IOSCO Principles for Financial Market Infrastructures

by cladmin | Sep 19, 2013 | Hong Kong Law

Download the Word Introduction The Principles The Application of the Guidelines Introduction The Securities and Futures Commission (SFC) issued the “Guidelines on the application of the CPSS-IOSCO Principles for Financial Market Infrastructures” (see archive)...
Exchange Issues Guidance on Documentary Requirements and Administrative Matters Relating to New Listing Applications

Exchange Issues Guidance on Documentary Requirements and Administrative Matters Relating to New Listing Applications

by cladmin | Sep 18, 2013 | Hong Kong Law

Download the Word Guidance The Stock Exchange of Hong Kong Limited (the Exchange) has published guidance letter HKEx-GL55-13 (see archive) (the Guidance Letter) which provides guidance on documentary requirements and administrative...
Exchange Provides Guidance on Confirmations from Reporting Accounts on Historical Financial Information

Exchange Provides Guidance on Confirmations from Reporting Accounts on Historical Financial Information

by cladmin | Sep 17, 2013 | Hong Kong Law

Download the Word Exchange provides Guidance On Confirmations Required for Accountants’ Reports, Pro Forma Financial Information And Profit Forecasts Exchange Provides Guidance on Management Discussion and Analysis on Historical Financial Information in Listing...
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