Hong Kong Law Archives - Page 84 of 117

Exchange Publishes Guidance Letter HKEx-GL6-09A on Financial Information for the Trading Record Period Expected in the First Draft Listing Document for Listing Applications

by cladmin | Sep 16, 2013 | Hong Kong Law

Download the Word Stub period financials and comparative information Pro forma information of the enlarged group (under certain circumstances) Other guidance The Stock Exchange of Hong Kong Limited (the Exchange) has published guidance...

Exchange Sets Out Guidance on Logistical Arrangements for the Publication of Application Proofs Post Hearing Information Packs and Related Materials

by cladmin | Sep 13, 2013 | Hong Kong Law

Download the Word Applicability of publication requirements Warning and disclaimer statements Redactions in Application Proof for Publication and PHIP Confidential filings Arrangements for the publication of the Application Proof over the Transitional Period (1...

Stock Exchange Publishes Updated Guidance on Waiver Applications for New Mineral Companies under Main Board Rule

by cladmin | Aug 30, 2013 | Hong Kong Law

Download the Word Listing Rule Requirements Specific Guidance Hong Kong Exchanges and Clearing Limited (the Exchange) has updated Guidance Letter GL22-10 (the Letter) (see archive) with the stated purpose of providing guidance to new applicant...

SFC Issues Takeovers Bulletin on Disqualifying Transactions under the Whitewash Guidance Note and Application of Rule 201B to Share Repurchases By Partial Offer

by cladmin | Aug 29, 2013 | Hong Kong Law

Download the Word Introduction Whitewash waiver and “disqualifying transactions” Application of Rule 20.1(b) of the Takeovers Code to share repurchases by partial offer Introduction The Securities and Futures Commission (SFC) has published, in its latest issue of the...

Exchange Publishes FAQ on Listing Rule Changes to Complement the Securities and Futures Commissions New Sponsor Regulation

by cladmin | Aug 13, 2013 | Hong Kong Law

Download the Word General Arrangements for listing application submitted/ notification of sponsors before 1 October 2013 Transfer application from GEM to Main Board Initial listing fee Pre-IPO enquiries Waiver from publication of Application Proof Complaints/...

Exchange Publishes Listing Rule Changes to Come into Effect Regarding New Statutory Regime on the Regulation of Sponsors

by cladmin | Aug 13, 2013 | Hong Kong Law

Download the Word Publication of Application Proof Substantially Complete Listing Application Initial 3-day Check Review Procedure Information on the Exchange’s Website Sponsor Appointment or Termination Publicity Materials Replacement of WPIP regime with PHIP regime...