by cladmin | Mar 18, 2016 | Hong Kong Law
Download the PDF Download the Word Background Categories of Professional Investors The New Regime Individual Professional Investors Corporate Professional Investors Institutional Professional Investors Paragraph 15 of the Code Consequential amendments to the Code...
by cladmin | Mar 9, 2016 | Hong Kong Law
Download the PDF Download the Word Background Requirements Application The Securities and Futures Commission of Hong Kong (the SFC) has published a Circular on Leveraged and Inverse Products1 (the Circular) setting out the requirements for SFC...
by cladmin | Mar 7, 2016 | Hong Kong Law
Download the PDF Download the Word Introduction Overall support for the Consultation Proposals Expanded Scope of Reporting Reporting Threshold Designated Securities that are Traded in Foreign Currency Reporting in Contingency Situations Reporting through SFC...
by cladmin | Mar 4, 2016 | Hong Kong Law
Download the PDF Download the Word Introduction Background A. Phase 1 Clearing B. Phase 2 Reporting Introduction In February 2016, the Hong Kong Monetary Authority (HKMA) and Securities and Futures Commission (SFC) published conclusions to a joint consultation on...
by cladmin | Feb 26, 2016 | Hong Kong Law
Download the PDF Download the Word Introduction Scope of Application Rights of Third Parties Rescission and Variation of Contracts Rights of Defence and Set-Off Protection against Double Liability Clauses Excluding or Limiting Liability Assignment of Third Party...
by cladmin | Feb 19, 2016 | Hong Kong Law
Download the PDF Download the Word Background Guidance on Producing a Clear and Concise Listing Document Guidance on Disclosure in Specific Sections of the Listing Document Presentations on the Listing Document Simplification Guide The Stock Exchange of Hong Kong...
