by cladmin | Feb 25, 2011 | Hong Kong Law
Introduction Background To The Reform The New Regime Preservation Of Existing Methods Use Of “Relevant Date” As The Time Reference For Ascertaining Whether An Investor Meets The Relevant Assets Or Portfolio Threshold To Qualify As A Professional Investor Extension Of...
by cladmin | Feb 22, 2011 | Hong Kong Law
Download the Word Introduction The New Regime: Background And General Comment The New Regime: The Key Features The Safe Harbours Duties And Liabilities Under The New Regime Sanctions Roles Of The SFC And SEHK The Next Step Introduction The Financial Services and...
by cladmin | Feb 14, 2011 | Hong Kong Law
Download the Word Introduction Background The Offences Under The 2010 Act The Extra Territorial Effct Of The Act The Adequate Procedures Defence Under Section 7 (2) And The Ministry Of Jusitice’s Draft Guidelines Introduction The extensive jurisdictional reach of the...
by cladmin | Feb 2, 2011 | Hong Kong Law
Download the Word Introduction Background To The Reforms Previous Regulatory Framework Background To The Reform The New Regulatory Framework Respondent Query On Ascertaining Actual Number Of Shares Distributed Introduction Hong Kong Exchanges and Clearing Limited...
by cladmin | Jan 31, 2011 | Hong Kong Law
Download the PDF Download the Word Introduction Extended Trading Hours For Securities, Stock Futures And Stock Options Markets Extended Trading Hours For Index Futures And Index Options Markets Half-Day Trading Typhoons And Black Rainstorms Revised Publication Windows...
by cladmin | Jan 21, 2011 | Hong Kong Law
Download the Word Introduction Background To The Proposed Reform The Current Regulatory Framework The New Regulatory Framework For Valuation Reports For Applicants Proposals For Property Activities Proposals For Non-Property Activities Proposals To Amend Property...