by cladmin | Jul 22, 2013 | Hong Kong Law
Download the Word Listing Decision LD45-3 Guidance On Conditions For Waivers From Strict Compliance With GEM Listing Rules 7.03(1) And 11.10 Hong Kong Exchanges and Clearing Limited (the Exchange) has withdrawn Listing Decision LD45-3 [archived copy]...
by cladmin | Jun 8, 2013 | Hong Kong Law
Download the Word Introduction Facts Non-compliance and Uncertainty over Store A Deteriorating Financial Performance Stores B and C Applicable Listing Rules Decision Conclusion Introduction In May 2013, the Stock Exchange of Hong Kong (the Exchange) published a...
by cladmin | Jun 6, 2013 | Hong Kong Law
Download the Word HKEx-LD70-2013 HKEx-LD71-2013 HKEx-LD72-2013 Three listing decisions have been made available on Hong Kong Exchanges and Clearing Limited’s (the Exchange‘s) website. Listing decision LD70-2013 [archived copy] concerns a company’s...
by cladmin | Jun 4, 2013 | Hong Kong Law
Download the Word Background Section 213 Implications of the COA Decision The CFA Decision The Court of Final Appeal (CFA) has dismissed the appeal [archived copy] of asset management company, Tiger Asia Management Ltd (Tiger Asia) in a landmark decision on...
by cladmin | Jun 3, 2013 | Hong Kong Law
Download the Word Key issues Background The Professional Investor Regime Suitability Requirement Application of the exemption to Corporate and Individual PIs Compensation to aggrieved clients The proposed amendments Consultation questions The Securities and Futures...
by cladmin | May 29, 2013 | Hong Kong Law
Download the Word Listing Rule Requirements Specific Guidance for the Risk Factors Section Hong Kong Exchanges and Clearing Limited (the Exchange) has published Guidance letter GL54-13 (the Letter) [archived copy] providing guidance on the “Risk...
