Hong Kong Law Archives - Page 87 of 117

HKEx Publishes Listing Decisions in Relation to Convertible Note-Bond Issues

by cladmin | Apr 11, 2013 | Hong Kong Law

Download the Word 1. HKEx-LD55-2013: Classification of a listed issuer’s subscription for convertible notes where conversion is at the discretion of the listed issuer 2. HKEx-LD56-2013: Exchange not prepared to give listing approval for new shares to be issued upon...

Stock Exchange Publishes Guidance on Listing Document Disclosure for New Applicant Mineral Companies

by cladmin | Apr 10, 2013 | Hong Kong Law

Download the Word Relevant Listing Rules Guidance on Disclosure The Hong Kong Stock Exchange (the Exchange) has published guidance letter HKEx-GL52-13 (see archive) (the Guidance Letter) with regard to the disclosures expected in mineral company...

Stock Exchange of Hong Kong Publishes Consultation Conclusions on Allowing Listed Issuers to Release Inside Information During Trading Hours Subject to Short Trading Halts

by cladmin | Apr 8, 2013 | Hong Kong Law

Download the Word Summary Of Proposals To Be Implemented Support For Short Trading Halts Trading Halts And Resumptions Timing Of Results Announcements Outstanding Orders Before Trading Halts Single Price Auction Sessions Non-Inside Information Announcements A+H Shares...

Bill to Regulate the Hong Kong OTC Derivative Market to be Introduced in the Second Quarter 2013

by cladmin | Mar 26, 2013 | Hong Kong Law

Download the Word Background Interim measures Legislative and regulatory framework OTC products coverage and mandatory obligations Mandatory reporting Mandatory clearing Penalty against breaches of mandatory obligations Regulation of intermediaries Systematically...

Hong Kong Stock Exchange Publishes Guidance Letter Gl51-13 Disallowing Additional Benefits for Cornerstone Investors

by cladmin | Mar 26, 2013 | Hong Kong Law

Download the Word Cornerstone Investors Relevant Listing Rules Exchange Guidance Guidance for Pre-IPO Investors The Exchange has published guidance letter, GL51-13 (see archive) (Guidance Letter), to remind listing applicants that no direct or indirect...

Hong Kong Stock Exchange Publishes Listing Decision on Allowing a PRC Listed Company to Convert its Entire B Shares into H Shares and List the H Shares on the Main Board By Way of Introduction

by cladmin | Mar 11, 2013 | Hong Kong Law

Download the Word Introduction Background Decision Analysis and Waivers Requests Introduction The Hong Kong Exchanges and Clearing Limited (the Exchange) published Listing Decision HKEx-LD52-2013 (see archive) (Listing Decision) on 8 March 2013,...