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Stock Exchange Consults on Listing Rule Amendments Consequential to Issuers Statutory Obligation to Disclose Price Sensitive Information

Stock Exchange Consults on Listing Rule Amendments Consequential to Issuers Statutory Obligation to Disclose Price Sensitive Information

by cladmin | Aug 22, 2012 | Hong Kong Law

Download the Word Introduction Proposed PSI-Related Listing Rule Amendments Other Rule Amendments Responding To The Consultation Introduction Following the enactment of the Securities and Futures (Amendment) Ordinance 2012 (the Amendment Ordinance), Hong Kong...
Hong Kong Stock Exchange Consults on Allowing Publication of PSI During Trading Hours Subject to Trading Halts

Hong Kong Stock Exchange Consults on Allowing Publication of PSI During Trading Hours Subject to Trading Halts

by cladmin | Aug 15, 2012 | Hong Kong Law

Download the Word Introduction Background Current PSI Announcement Arrangements Overseas PSI Announcement Arrangements Proposed PSI Announcement Arrangements Responding To The Consultation Introduction Hong Kong Exchanges and Clearing Limited (the Exchange) has...
SFC Publishes Consultation Conclusions on Amendments to the Code of Conduct

SFC Publishes Consultation Conclusions on Amendments to the Code of Conduct

by cladmin | Jul 10, 2012 | Hong Kong Law

Download the Word Introduction Amendments In Relation To The FDRC OTHER AMENDMENTS Introduction In May 2012, the Securities and Futures Commission (SFC) published its consultation conclusions (Consultation Conclusions) on the proposals set out in its November 2011...
Hong Kong Stock Exchange Publishes Guidance on Listed Issuers Continuous Disclosure Obligations and on Disclosure of Distributorship Business Models in Listing Documents

Hong Kong Stock Exchange Publishes Guidance on Listed Issuers Continuous Disclosure Obligations and on Disclosure of Distributorship Business Models in Listing Documents

by cladmin | Jun 11, 2012 | Hong Kong Law

Download the Word Hong Kong Stock Exchange Publishes Reminder Of Listed Issuers’ Continuous Disclosure Obligations Responding to Market Rumours Hong Kong Stock Exchange Issues Guidance Letter On Disclosure Of Distributorship Business Model In Listing Documents General...
Hong Kong Stock Exchange Publishes Guidance Letter on Profit Forecasts under Main Board Rules and Gem Rule

Hong Kong Stock Exchange Publishes Guidance Letter on Profit Forecasts under Main Board Rules and Gem Rule

by cladmin | May 30, 2012 | Hong Kong Law

Download the Word Relevant Listing Rules Guidance & Clarification The Stock Exchange of Hong Kong (Exchange) published on 8 May 2012 a guidance letter (HKEx-GL35-12) on profit forecast in the IPO process to provide guidance and clarification on the following...
Securities and Futures Commission Publishes Consultation Paper on the Regulation of Sponsors

Securities and Futures Commission Publishes Consultation Paper on the Regulation of Sponsors

by cladmin | May 24, 2012 | Hong Kong Law

Download the Word Introduction Background Summary Of Proposals – New Requirements Consolidation of Other Existing Requirements How To Respond To The Consultation Paper Appendix A – Questions of the Consultation Paper Appendix B – Summary of Proposed Provisions and...
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