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SFC Publishes Consultation Conclusions on the Draft Guidelines on Disclosure of Price Sensitive Information

SFC Publishes Consultation Conclusions on the Draft Guidelines on Disclosure of Price Sensitive Information

by cladmin | Apr 11, 2011 | Hong Kong Law

Download the Word Introduction The Legal Status of the Guidelines Application of the Guidelines to the Insider Dealing Regime The SFC’s Consultation Service What kind of information amounts to Inside Information? Examples of possible Inside Information Provided in the...
UK Bribery Act 2010 to Come into Force – UK MOJ Publishes Guidance on Adequate Procedures Defence and DPP and SFO Publish Joint Prosecution Guidance

UK Bribery Act 2010 to Come into Force – UK MOJ Publishes Guidance on Adequate Procedures Defence and DPP and SFO Publish Joint Prosecution Guidance

by cladmin | Apr 8, 2011 | Hong Kong Law

Download the Word Introduction Background To The UK Bribery Act 2010 Part 1: The MoJ Guidance On Procedures Commercial Organisations Can Put In Place To Prevent Bribery The Offences Under The Act The Six Principles Section 2: The Joint Guidance Of The DPP And The...
HKEx Publishes Listing Decision Regarding Restrictions on Disposal After a Change in Control under Chapter 14 of the Listing Rules

HKEx Publishes Listing Decision Regarding Restrictions on Disposal After a Change in Control under Chapter 14 of the Listing Rules

by cladmin | Apr 6, 2011 | Hong Kong Law

Download the Word Introduction The Facts The Regulatory Framework for Reverse Takeovers HKEx’s Examination of the Issues Conclusion Introduction HKEx published in March 2011, a listing decision (HKEx-LD7-2011) on an attempt by a Main Board issuer (“Company...
Companies Registry Implements One-Stop Electronic Incorporation and Business Registration Service

Companies Registry Implements One-Stop Electronic Incorporation and Business Registration Service

by cladmin | Mar 25, 2011 | Hong Kong Law

Download the Word Introduction The One-Stop Electronic Company And Business Registration Service One-Stop Notification Of Changes Of Particulars Availability Of Revised And Newly Specified Forms Implementing The New Regime: Changes Made To Paragraphs 2 And 5 Of The...
HKEx Issues New Guidance on the Requirements for the Publication of Overseas Regulatory Announcements

HKEx Issues New Guidance on the Requirements for the Publication of Overseas Regulatory Announcements

by cladmin | Mar 8, 2011 | Hong Kong Law

Download the Word Introduction The Withdrawal Of The 2004 Letter The New Regime Introduction On 21 January 2011 the Stock Exchange of Hong Kong (the “Exchange“) published a guidance letter (the “Guidance Letter“) on the new requirements for the publication...
Mixed Media Offers allow Paper Application Forms with Electronic Prospectuses

Mixed Media Offers allow Paper Application Forms with Electronic Prospectuses

by cladmin | Feb 28, 2011 | Hong Kong Law

Download the Word Introduction Who Is Permitted To Avail Of The Mmo Procedure? The Conditions To Be Met When Peforming A Mmo: Inaccessibility Of Electronic Listing Document Sponsors’ Responsibilities In Relation To A MMO Introduction The Hong Kong Stock Exchange has...
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