SFC Bookbuilding Conduct Requirements – HKEX Listing Rules & Transitional Arrangements

2022 Insider Dealing in Hong Kong

On 27 October 2022, Julia Charlton presented a podcast on Insider Dealing in Hong Kong – Overview & Update. This podcast provided an overview of the laws on insider dealing in Hong Kong and a summary of the enforcement action and measures against insider dealing,...
SFC Bookbuilding Conduct Requirements – HKEX Listing Rules & Transitional Arrangements

Listing Mineral Companies

This podcast is to provide a detailed explanation on listing Mineral Companies. Mineral and petroleum companies may list on the HKEx, subject to the additional listing eligibility requirements, disclosure standards and continuing obligations set out in Chapter 18 of...
SFC Bookbuilding Conduct Requirements – HKEX Listing Rules & Transitional Arrangements

Disclosure of Interests

On 10 October 2022, Julia Charlton presented a podcast on Hong Kong’s Disclosure of Interests Regime. This podcast is to provide a detailed explanation of the disclosure of interests regime. Part XV (Disclosure of Interests) of the SFO contains two regimes: one for...