by cladmin | May 4, 2012 | Hong Kong Law
Download the Word Hong Kong Stock Exchange Issues Guidance On Hard Underwriting Disclosure In Listing Documents SFC Fines Investors For Illegal Short Selling Of Expected Allocation Of Excess Rights Shares SFC Issues Fine And Revokes Ipo Sponsor’S Licence For Failure...
by cladmin | May 2, 2012 | Hong Kong Law
Download the Word Introduction The AMLO Guidelines On Compliance Outline Of The AML/CTF Guideline AML/CTF Systems (Chapter 2) Business Conducted Outside Hong Kong Risk Based Approach (Chapter 3) Customer Due Diligence (Chapter 4) Suspicious Transaction Reports...
by cladmin | Apr 26, 2012 | Hong Kong Law
Download the Word Introduction Listing Rule Requirements Companies Ordinance Requirements Guidance From Exchange Introduction In April 2012, the Stock Exchange of Hong Kong Limited (Exchange) issued a guidance letter (HKEx-GL33-12) (Guidance Letter) on the disclosure...
by cladmin | Apr 25, 2012 | Hong Kong Law
Download the Word On 20 April, The Stock Exchange of Hong Kong Limited (HKEx or the Exchange) published a plain language guide to the requirements for connected transactions (including continuing connected transactions) set out in the Main Board Listing...
by cladmin | Apr 12, 2012 | Hong Kong Law
Download the Word Relevant Requirements Scope of Requirements Size Test Requirements Agreed to be Acquired/Proposed to be Acquired under Rules 4.04(2) & (4) Accounting and Disclosure Requirements Waivers The Stock Exchange of Hong Kong (Exchange) published on 28...
by cladmin | Mar 27, 2012 | Hong Kong Law
Download the Word Introduction Property Valuation Requirements Confirmations Of Independence In Placing And Top-Up Transactions Timing Of Payment For Acceptances Introduction On 23 March 2012, the Securities and Futures Commission (SFC) released its consultation...
