by cladmin | Jun 27, 2011 | Hong Kong Law
Download the Word Introduction The Draft SPR Rules Responding To The Consultation Introduction On 25 May 2011, the Securities and Futures Commission (SFC) published a consultation paper on the draft Securities and Futures (Short Position Reporting) Rules (SPR Rules)....
by cladmin | Jun 13, 2011 | Hong Kong Law
Download the Word Introduction Shares To Be Traded Ex-Entitlement Only After Shareholder Approval (Rule 13.66 (2) Main Board, Rule 17.78 (2) GEM) Record Date To Be Set At Least 3 Business Days After The Date Of Shareholder Approval (Note 3 To Rule 13.66 (2) Main...
by cladmin | May 24, 2011 | Hong Kong Law
Download the Word Introduction The New Regime In A Nutshell Major Changes Effected By The Amendment Ordinance Consequential Changes To Selling Restrictions Annex A Annex B Introduction Amendments to the Hong Kong regulatory regime governing public offers of investment...
by cladmin | Apr 29, 2011 | Hong Kong Law
Download the Word 1. HKEx Publishes Listing Decision on Acceptability of Prior Shareholder Mandates for Notifiable Transactions 2. HKEx Publishes Listing Decision On The Classification Of A Share Repurchase By A Listed Subsidiary 3. HKEx Publishes Updated Listing...
by cladmin | Apr 13, 2011 | Hong Kong Law
Download the Word Introduction Background To The Sponsor Theme Inspection And Report The Sponsor Theme Inspection And Report The SFC’s Next Steps Introduction On March 29 2011 the SFC published its Report on Sponsor Theme Inspection Findings (the Report). The...
by cladmin | Apr 11, 2011 | Hong Kong Law
Download the Word Introduction The Legal Status of the Guidelines Application of the Guidelines to the Insider Dealing Regime The SFC’s Consultation Service What kind of information amounts to Inside Information? Examples of possible Inside Information Provided in the...
