by teddyromulo | Dec 4, 2019 | Hong Kong Law
Download the PDF Download the Word Licensed Corporations’ Compliance with Statutory Record-Keeping Obligations Scope of the Circular on Licensed Corporations’ Use of External Electronic Data Storage Requirements for Regulatory Records Kept Exclusively with an External...
by teddyromulo | Nov 27, 2019 | Hong Kong Law
Download the PDF Download the Word Alternative Procedures for U.S. ‘Domestic Issuers’ that are not ‘Reporting Issuers’ Listing on HKEx Template for HKEx Acceptable Jurisdiction Applications Updated CCASS Information Materials Enhanced guidance materials aimed at...
by teddyromulo | Nov 25, 2019 | Hong Kong Law
Download the PDF Download the Word The SFC issued a Position Paper: Regulation of Virtual Asset Trading Platforms (SFC Position Paper) on 6 November 2019, setting out new regulations for licensing cryptocurrency exchanges with a strong emphasis on investor...
by teddyromulo | Oct 29, 2019 | Hong Kong Law
Download the PDF Download the Word Hong Kong’s Securities and Futures Commission (SFC) has published Proforma Terms and Conditions for Licensed Corporations which Manage Portfolios that Invest in Virtual Assets[1] (Terms and Conditions for Virtual Assets) –...
by teddyromulo | Oct 28, 2019 | Hong Kong Law
Download the PDF Download the Word The Stock Exchange of Hong Kong (HKEx) published a Research Report: Hong Kong’s ETF Market as a Door to Global Investment in September 2019 highlighting Hong Kong’s potential as Asia’s exchange traded funds...
by teddyromulo | Sep 27, 2019 | Hong Kong Law
Download the PDF Download the Word The Securities and Futures Commission (SFC) has reprimanded and fined The HongKong and Shanghai Banking Corporation Limited (HSBC) HK$2.1 million for two incidents of internal control failures in relation to the telephone recording...
