Hong Kong Law Archives - Page 59 of 117

Private: European Chamber of Commerce Paper on Hong Kong Fintech

by cladmin | Mar 20, 2017 | Hong Kong Law

Download the PDF Download the Word On 20 March 2017, the Financial Services Business Council (FSBC) of the European Chamber of Commerce released its position paper on the status and development of financial technology (FinTech) in Hong Kong (and click here...

SFC and HKEX Impose New Requirements for Listing Applicants, Sponsors, Underwriters and Placing Agents of GEM IPOs

by cladmin | Feb 2, 2017 | Hong Kong Law

Download the PDF Download the Word Introduction On 20 January 2017, the Securities and Futures Commission (the SFC) and The Stock Exchange of Hong Kong Limited (HKEX or the Exchange), issued a joint statement regarding the price volatility of GEM...

Hong Kong is World’s Top IPO Fundraising Market in 2016 while Listed Debt Turnover Rises 126 percent on 2015

by cladmin | Jan 26, 2017 | Hong Kong Law

SFC Issues New Guidance on Licensed Intermediaries’ Suitability Obligations

by cladmin | Jan 23, 2017 | Hong Kong Law

New SFC Measures to Increase the Accountability of Licensed Corporations’ Senior Management

by cladmin | Jan 13, 2017 | Hong Kong Law

SFC Consults on Proposals to Tighten Regulation of Fund Managers and Point-of-sale Disclosure

by cladmin | Dec 30, 2016 | Hong Kong Law

Download the PDF Download the Word Introduction The Securities and Futures Commission (SFC) is consulting on proposals to tighten regulation of Hong Kong’s asset management industry as set out in its November 2016 Consultation Paper (the Consultation Paper). The...