by cladmin | Dec 22, 2016 | Hong Kong Law
Download the PDF Download the Word Introduction The Hong Kong Stock Exchange (HKEx) published new Guidance Letter HKEx-GL89-16 (archive) (the Guidance Letter) in November 2016 providing guidance on issues related to “controlling shareholders” and...
by cladmin | Dec 20, 2016 | Hong Kong Law
Download the PDF Download the Word Listing Approval for a Dilutive Rights Issue (Listing Decision LD102-2016) Approval for a Share Subdivision (Listing Decision LD103-2016) In a Joint News Release published on 9 December 2016, the Securities and Futures...
by cladmin | Dec 2, 2016 | Hong Kong Law
Download the PDF Download the Word Shenzhen-Hong Kong Stock Connect (Shenzhen Connect) launches on Monday, 5 December 2016. Modelled on the Shanghai-Hong Kong Stock Connect scheme (Shanghai Connect) that has been in place since November 2014, Shenzhen Connect is...
by cladmin | Nov 21, 2016 | Hong Kong Law
Download the PDF Download the Word The consultation period for the Joint Consultation Paper published by the Hong Kong Securities and Futures Commission (the SFC) and the Stock Exchange of Hong Kong Limited (the Exchange) closed on Friday, 18 November....
by cladmin | Sep 23, 2016 | Hong Kong Law
Download the PDF Download the Word Introduction Summary of Facts Conclusion: SFC’s Findings Introduction The Securities and Futures Commission (SFC) has taken disciplinary action against The Hongkong and Shanghai Banking Corporation Limited (HSBC) pursuant to section...
by cladmin | Aug 22, 2016 | Hong Kong Law
Download the PDF Download the Word Introduction Operation of Shenzhen-Hong Kong Stock Connect Northbound Trading Southbound Trading Clearing and other Services Exchange-traded funds (ETFs) Additional Information Implementation Timetable Seminars for Exchange...
