by cladmin | Oct 9, 2015 | Hong Kong Law
Download the PDF Download the Word Volatility Control Mechanism Closing Auction Session Implementation Timelines Hong Kong Exchanges and Clearing Limited (HKEx) has published its Consultation Conclusions1 on its proposals to introduce a Volatility Control...
by cladmin | Sep 15, 2015 | Hong Kong Law
Download the PDF Download the Word Introduction Background Proposals Introduction The Stock Exchange of Hong Kong Limited (the Exchange) has published a Consultation Paper (see archive) on proposed changes to its Environmental, Social and...
by cladmin | Aug 12, 2015 | Hong Kong Law
Download the PDF Download the Word Background Relevant Listing Rules Guidance on MMOs Conditions for MMOs Relevant Condition Template Documents FAQ Series 13: For Investors FAQ Series 13: For Issuers Overview The Class Exemption Notice FAQ Series: For Issuers –...
by cladmin | Aug 10, 2015 | Hong Kong Law
Download the PDF Download the Word Introduction Background Introduction Ernst & Young (EY) has discontinued its appeal against the May 2014 order of Hong Kong’s Court of First Instance requiring it to hand over to the Securities and Futures Commission...
by cladmin | Aug 5, 2015 | Hong Kong Law
Download the PDF Download the Word Chronology Breaches by Nomura Hong Kong SFC Disciplinary Action Implications The Hong Kong Securities and Futures Commission (the SFC) has reprimanded and fined Nomura International (Hong Kong) Limited (Nomura Hong Kong) HK$4.5...
by cladmin | Jul 31, 2015 | Hong Kong Law
Regulatory Background The AAL Case: the Facts Relevant Provisions SFC Allegations Company Response The Securities and Futures Commission (SFC) has started proceedings for the first time for breach of listed companies’ obligation to announce inside information as...
