by cladmin | May 29, 2013 | Hong Kong Law
Download the Word Listing Rule Requirements Specific Guidance for the Risk Factors Section Hong Kong Exchanges and Clearing Limited (the Exchange) has published Guidance letter GL54-13 (the Letter) [archived copy] providing guidance on the “Risk...
by cladmin | May 27, 2013 | Hong Kong Law
Download the Word Hong Kong Stock Exchange Publishes Consultation Papers On Connected Transaction Rules Rules that should use the definitions of “connected person” and “associate” as in Chapter 14A Rules that should use the renamed definitions of “restricted connected...
by cladmin | May 13, 2013 | Hong Kong Law
Download the Word “False market” Media or analyst reports No need to consult the Exchange “such enquiry with respect to the issuer as may be reasonable in the circumstances” Controlling shareholders which are not directors or officers Inside information exempted from...
by cladmin | Apr 26, 2013 | Hong Kong Law
Download the Word Introduction The importance of “Chinese Walls” Person responsible for compliance “Confidential information or price sensitive information” The importance of physical separation Other measures to maintain “Chinese Walls” “Wall crossings” Conclusion...
by cladmin | Apr 19, 2013 | Hong Kong Law
Download the Word HKEx-LD57-2013 HKEx-LD58-2013 HKEx-LD59-2013 The Hong Kong Exchanges and Clearing Limited (the Exchange) has released three listing decisions in relation to reverse takeovers. They are: HKEx-LD57-2013 [archived...
by cladmin | Apr 19, 2013 | Hong Kong Law
Download the Word 1. Disclosure by investment companies 2. Impairment of intangible assets from material acquisitions 3. Results of performance guarantees on acquisitions 4. Connected transactions 5. Significant changes to financial positions 6. Newly listed issuers...
