Hong Kong Law Archives - Page 96 of 117

SFC Reminds Sponsors to Exercise Reasonable Judgment in IPO Due Diligence

by cladmin | Aug 17, 2011 | Hong Kong Law

Download the Word Introduction Conduct Of Sponsors And The SFC’s Response Introduction In its latest edition of the Dual Filing Update, the Securities and Futures Commission (SFC) reminds sponsors to exercise reasonable judgment in conducting IPO due diligence on...

SFC Extends Implementation Date for New Conflict of Interest Requirements Governing Research Reports

by cladmin | Aug 15, 2011 | Hong Kong Law

Download the Word SFC Extends Implementation Date For New Conflict Of Interest Requirements Governing Research Reports HKEx Reminds Listed Issuers Of Their Disclosure Obligations In Context Of Recent Market Conditions SFC Extends Implementation Date For New Conflict...

SFC Publishes Consultation Conclusions on the Regulatory Framework for pre-Deal Research Reports

by cladmin | Jul 16, 2011 | Hong Kong Law

Download the Word Goal Of The Proposals The Proposals And The Reaction Of Market Participants Thereto The Integrity Of Information Being Provided To Research Analysts The Securities and Futures Commission (SFC) published on 30 June 2011 its Consultation Conclusions...

SFC Publishes Guidance on Marketing of Existing Collective Investment Schemes and Investment-Linked Assurance Schemes to the Hong Kong Public under the Revised Code on Unit Trusts and Mutual Funds

by cladmin | Jul 15, 2011 | Hong Kong Law

Download the Word 1. Introduction 2. SFC Guidance And Support 3. Continuation Of Marketing 4. Additional 11.1 Changes To Offering Documents Of Existing Schemes And 7.1 Changes To Offering Documents Of Existing ILAS Schemes 5. Effect Of Breach Of The Handbook 1....

Takeovers and Mergers Panel Releases Ruling on whether Two Parties Should be Considered Concert Parties under the Takeovers Code

by cladmin | Jul 11, 2011 | Hong Kong Law

Download the Word Introduction The Relevant Provisions Of The Codes Background And Facts Of The Case The Takeovers and Mergers Panel Decision Introduction The Takeovers and Mergers Panel released on 24 May 2011 its ruling on whether two parties should be regarded as...

SFC Publishes Revised Guidelines on Statutory Price Sensitive Information Disclosure Obligation

by cladmin | Jul 6, 2011 | Hong Kong Law

Download the Word Introduction The Definition Of “Inside Information” The Amendments Introduction On 22 June 2011 the Securities and Futures Commission (SFC) published a revised draft of its Guidelines on Disclosure of Inside Information (Guidelines) (see...