by Kenneth Ballon | Mar 29, 2023 | Webinars & Podcasts
Download Audio Episode Description: On 1 March 2023, Julia Charlton presented a webinar on the HKEX and SFC Disciplinary & Enforcement Actions between May and August 2022. This webinar provided a brief introduction and overview of the trends of...
by Kenneth Ballon | Mar 14, 2023 | Webinars & Podcasts
Download Audio Episode Description: On 27 February 2023, Julia Charlton presented a podcast on the HKEX and SFC Disciplinary & Enforcement Actions between January and April 2022. This podcast provided a brief introduction and overview of the trends of the...
by Kenneth Ballon | Jan 5, 2023 | Webinars & Podcasts
Download Audio Episode Description: The London-based Aquis Exchange PLC is a stock exchange group that operates Aquis Exchange -a pan European cash equities trading business, and Aquis Stock Exchange -a primary UK Stock Market composed of a Main Market and a...
by Kenneth Ballon | Jan 3, 2023 | Webinars & Podcasts
Download Audio Episode Description: Nasdaq Dubai and Charltons’ webinar on Listing Opportunities on Nasdaq Dubai. Nasdaq Dubai is an international exchange located in the Dubai International Financial Centre with a large and diversified investor base from 212...
by Kenneth Ballon | Dec 29, 2022 | Webinars & Podcasts
Download Audio Episode Description: On 31 October 2022, Julia Charlton presented a podcast on 2022 Virtual Asset (Crypto) Service Providers & Dealers in Precious Metals & Stones: Hong Kong’s New Regulatory Regimes. This podcast provided an overview of the new...