by Kenneth Ballon | Jan 2, 2025 | Webinars & Podcasts
Topics and Takeaways: MAS Publishes Information Paper for Ethical Practices in Implementation of AI in Banking.. Cayman Islands Monetary Authority Appoints Jessica Ebanks as Head of Securities Supervision Division Fraudulent Commodity Pools: U.S. CFTC’s Legal Action...
by Kenneth Ballon | Nov 20, 2024 | Webinars & Podcasts
Download Audio Episode Description: The webinar discusses the implementation of the Book Building Conduct Requirements as part of the SFC’s Code of Conduct and the related amendments to the Stock Exchange’s Main Board and GEM listing rules, which took effect in August...
by Kenneth Ballon | Nov 19, 2024 | Webinars & Podcasts
Download Audio Episode Description: The webinar introduces significant changes related to the treasury share regime and the proposed company re-domiciliation scheme in Hong Kong, focusing first on the treasury share regime that began in June 2024. The Hong Kong Stock...
by Kenneth Ballon | Nov 15, 2024 | Webinars & Podcasts
Download Audio Episode Description: The webinar discusses the listing of mineral and petroleum companies on the Hong Kong Stock Exchange, focusing on the specific requirements laid out in Chapter 18 of the Main Board Listing Rules. Chapter 18 allows these companies to...
by Kenneth Ballon | Nov 14, 2024 | Webinars & Podcasts
Download Audio Episode Description: The webinar elaborated on Hong Kong’s regulatory framework for virtual asset trading platforms, emphasizing its two licensing regimes under the AMLO and SFO. The speaker explained the comprehensive licensing requirements, which...
by Kenneth Ballon | Nov 12, 2024 | Webinars & Podcasts
Download Audio Episode Description: The webinar discussed the proposed regulatory frameworks for virtual asset OTC services and stablecoin issuers in Hong Kong. The Hong Kong government aims to address money laundering and terrorist financing risks linked to virtual...
