by Kenneth Ballon | Nov 6, 2024 | Webinars & Podcasts
Download Audio Episode Description: The webinar covers the insider dealing regime in Hong Kong under the Securities and Futures Ordinance (SFO). Following the SFC’s consultation conclusions from August 2023, significant changes are on the horizon for the insider...
by Kenneth Ballon | Nov 5, 2024 | Webinars & Podcasts
Download Audio Episode Description: Julia Charlton presented a webinar discussing the Hong Kong Stock Exchange’s proposed amendments to the Corporate Governance Code and related Listing Rules. The Exchange’s proposals, published in a consultation paper in June 2024,...
by Kenneth Ballon | Oct 21, 2024 | Webinars & Podcasts
Topics and Takeaways: United States CFTC Issues No-Action letter to KalshiEX and Kalshi Klear for Transition in Clearing Operations; Cumberland DRW LLC, Subsidiary of DRW Holdings, Faces United States SEC Enforcement Action for Alleged Unregistered Securities Trading;...
by Kenneth Ballon | Aug 20, 2024 | Webinars & Podcasts
Download Audio Episode Description: On 13 August 2024, Julia Charlton presented a webinar on Listing Biotech Companies on the Hong Kong Stock Exchange. This webinar covers the following topics: Introduction to the HKEx regime for listing pre-revenue Biotech Companies...
by Kenneth Ballon | Aug 19, 2024 | Webinars & Podcasts
Download Audio Episode Description: On 6 August 2024, Julia Charlton presented a webinar on Listing SPACS on the Hong Kong Stock Exchange. This webinar covers the following topics: Overview and Introduction What is a SPAC and what is a SPAC Promoter? The SPAC regime...
by Kenneth Ballon | Nov 20, 2023 | Webinars & Podcasts
Download Audio Episode Description: On 20 October 2023, Julia Charlton presented a webinar on Hong Kong Regulation of Virtual Asset Trading Platform. This webinar will cover Hong Kong’s licensing regime for virtual asset trading platforms, the ongoing obligations and...
