by Kenneth Ballon | Nov 6, 2024 | Webinars & Podcasts
Download Audio Episode Description: The webinar covers the insider dealing regime in Hong Kong under the Securities and Futures Ordinance (SFO). Following the SFC’s consultation conclusions from August 2023, significant changes are on the horizon for the insider...
by Kenneth Ballon | Nov 5, 2024 | Webinars & Podcasts
Download Audio Episode Description: Julia Charlton presented a webinar discussing the Hong Kong Stock Exchange’s proposed amendments to the Corporate Governance Code and related Listing Rules. The Exchange’s proposals, published in a consultation paper in June 2024,...
by Kenneth Ballon | Oct 21, 2024 | Webinars & Podcasts
Topics and Takeaways: United States CFTC Issues No-Action letter to KalshiEX and Kalshi Klear for Transition in Clearing Operations; Cumberland DRW LLC, Subsidiary of DRW Holdings, Faces United States SEC Enforcement Action for Alleged Unregistered Securities Trading;...
