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HKEx Listing Rules: HKEx Consultation on Codifying Waivers and Principles for HKEx IPOs and Listed Issuers

HKEx Listing Rules: HKEx Consultation on Codifying Waivers and Principles for HKEx IPOs and Listed Issuers

by teddyromulo | Aug 28, 2019 | Hong Kong Law

Download the PDF Download the Word Proposed Codification and Changes to HKEx Listing Rules The Stock Exchange of Hong Kong Limited (HKEx or the Exchange) issued a Consultation Paper on Codification of General Waivers and Principles relating to IPOs and...
New Listing Rules on Backdoor Listings Effective 1 October

New Listing Rules on Backdoor Listings Effective 1 October

by teddyromulo | Aug 14, 2019 | Hong Kong Law

Download the PDF Download the Word Introduction The Stock Exchange of Hong Kong Limited (Hong Kong Stock Exchange or HKEx) published its Consultation Conclusions on Proposed Rule Changes Associated with Backdoor Listing, Continuing Listing Criteria and other Rule...
HKEx Report on the CES HK Biotechnology Index

HKEx Report on the CES HK Biotechnology Index

by teddyromulo | Aug 1, 2019 | Hong Kong Law

Download the PDF Download the Word The Stock Exchange of Hong Kong (HKEx) published a Research Report: Investment Benchmark for Asia’s Biotechnology Sector: CES HK Biotechnology Index in May 2019 highlighting HKEx’s role in financing China’s...
Onboarding Clients Online: Changes to SFC’s Code of Conduct Para 5.1

Onboarding Clients Online: Changes to SFC’s Code of Conduct Para 5.1

by teddyromulo | Jul 26, 2019 | Hong Kong Law

Download the PDF Download the Word The remote onboarding of clients by SFC licensed intermediaries is facilitated by amendments to paragraph 5.1 of the Securities and Futures Commission’s (SFC) Code of Conduct for Persons Licensed by or Registered with the SFC (SFC...
New HKEx Listing Decision Review Structure and Appointment of First Listing Review Committee

New HKEx Listing Decision Review Structure and Appointment of First Listing Review Committee

by teddyromulo | Jul 22, 2019 | Hong Kong Law

Download the PDF Download the Word The Stock Exchange of Hong Kong Limited (HKEx) has announced the names of members of its new Listing Review Committee, which is the sole review body for decisions of HKEx’s independent Listing Committee as of 6 July...
SFC Reminds Listed Companies of Duties on Corporate Acquisitions and Disposals

SFC Reminds Listed Companies of Duties on Corporate Acquisitions and Disposals

by teddyromulo | Jul 19, 2019 | Hong Kong Law

Download the PDF Download the Word Introduction The Securities and Futures Commission (SFC) issued a reminder to the directors of HKEx-listed companies and their advisers of their statutory and legal duties when evaluating and approving corporate/business acquisitions...
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