by teddyromulo | Jun 28, 2019 | Hong Kong Law
Download the PDF Download the Word The Hong Kong Stock Exchange (HKEx) amended its country guide for Russia in March 2019 to provide for Russian listing applicants which are “international companies” under Russian law. The crucial difference between Russian...
by teddyromulo | Jun 26, 2019 | Hong Kong Law
Download the PDF Download the Word The Securities and Futures Commission (SFC) issued a Circular on 13 June 2019 informing SFC-licensed and –registered intermediaries of new Frequently Asked Questions (FAQS) setting out further guidance...
by teddyromulo | Jun 18, 2019 | Hong Kong Law
Download the PDF Download the Word 1. Background 2. Application of the Circular 3. Scheme Name 4. Disclosure requirements 5. Ongoing monitoring 6. Dedicated Green or ESG funds webpage 7. Implementation Hong Kong’s Securities and Futures Commission...
by teddyromulo | Jun 17, 2019 | Hong Kong Law
Download the PDF Download the Word Introduction The Facts Introduction The Securities and Futures Commission (SFC) has reprimanded and imposed fines totalling HK$27 million on China Merchants Securities (HK) Co., Limited (China Merchants) for IPO sponsor due diligence...
by teddyromulo | Jun 14, 2019 | Hong Kong Law
Download the PDF Download the Word The Stock Exchange of Hong Kong (HKEx) published its Consultation Conclusions on its Proposal Relating to Listed Issuers with Disclaimer or Adverse Audit Opinion on Financial Statements on 24 May 2019, adopting the proposal...
by teddyromulo | Jun 5, 2019 | Hong Kong Law
Download the PDF Download the Word On 22 May 2019, Hong Kong’s Financial Reporting Council (FRC) signed a Memorandum of Understanding with the Supervision and Evaluation Bureau (SEB) of China’s Ministry of Finance (MOF), giving the FRC...
