by cladmin | Feb 10, 2015 | Hong Kong Law
Download the PDF Download the Word Introduction Hong Kong’s ETF Market Current Regime Justification for the Change Details of Amendments IntroductionAn extension of the current stamp duty exemption to transfers of shares or units of all Exchange Traded Funds...
by cladmin | Feb 2, 2015 | Hong Kong Law
Download the PDF Download the Word Introduction GL41-12 Disclosure requirements for IPO cases – Disclosure of material changes in financial, operational and/or trading position after trading record period GL27-12 Disclosure in listing documents for IPO cases – the...
by cladmin | Jan 18, 2015 | Hong Kong Law
Download the PDF Download the Word 2014 – The Top 10 Regulatory Highlights 2015 – The Year Ahead – The Top 10 Notes A year of firsts in many ways, 2014 saw Hong Kong markets continue to reap the benefits of their first-mover advantage created by Mainland China...
by cladmin | Jan 17, 2015 | Hong Kong Law
Download the PDF Download the Word Introduction Applicable Rules The Facts Decision and Analysis Introduction The Hong Kong Stock Exchange’s Listing Decision HKEx-LD85-20151 (the Listing Decision) required a shareholder to comply with the Listing Rules’...
by cladmin | Jan 9, 2015 | Hong Kong Law
Download the PDF Download the Word The Report Civil Market Misconduct Proceedings against head of US-based Research Company Moody’s Investors Service Hong Kong Limited (Moody’s) has appealed the Securities and Futures Commission’s (SFC’s) November decision that the...
by cladmin | Jan 2, 2015 | Hong Kong Law
Download the PDF Download the Word Background Current Framework Existing SFO Provisions regarding SFC Assistance to Overseas Regulators Proposed Changes Nature of Assistance Purposes of Collection Overseas Comparison The Consultation Questions Hong Kong’s Securities...
