by cladmin | Nov 10, 2014 | Hong Kong Law
Download the PDF Download the Word Introduction Stocks Eligible for Trading Trading Calendar Trading Quotas and Currency Exchange Circular on the Launch of the Shanghai-Hong Kong Stock Connect Information Book and FAQs Introduction The Securities and Futures...
by cladmin | Nov 6, 2014 | Hong Kong Law
Download the PDF Download the Word HK Exchange Updates Guidance on IPO Share Allocations to Distributors’ Connected Clients and Requirements for Inclusion of Profit Forecasts in Application Proofs Update from Auditing Guideline 3.341 to HKSIR 500 Specific Exemption...
by cladmin | Oct 29, 2014 | Hong Kong Law
Download the PDF Download the Word 1. Amendments in relation to Disclosure of Financial Information 2. Other Amendments to the Listing Rules resulting from the new Companies Ordinance 3. Minor and Housekeeping Amendments The Stock Exchange of Hong Kong...
by cladmin | Oct 13, 2014 | Hong Kong Law
Background Private Placement Activities Intermediaries’ Conduct Regulation – Individual Professional Investors Intermediaries’ Conduct Regulation – Investment Vehicles Intermediaries’ Conduct Regulation – Corporate Professional...
by cladmin | Oct 8, 2014 | Hong Kong Law
Download the PDF Download the Word Associates’ Dealing Disclosure Obligations in Unconditional Offers Reminder to Submit Code Documents for Publication before Release or Publication Confirmation of Past Shareholdings in Placing and Top-up Transactions Communication...
by cladmin | Sep 29, 2014 | Hong Kong Law
Download the PDF Download the Word Current Hong Kong Position Competitive Position Empirical Studies and WVR Pros and Cons Jurisdictional Comparison Alternative WVR Structures Additional Considerations The Consultation Questions Responding to the Concept Paper The...
