by cladmin | Apr 12, 2013 | Hong Kong Law
Download the Word Increase in number of announcements on inside information Frequently-Asked-Question (FAQ) Regulatory decision to censure a listed issuer for its breach of the old Listing Rule 13.09 Analysis Internal control measures The new statutory regime for the...
by cladmin | Apr 11, 2013 | Hong Kong Law
Download the Word 1. HKEx-LD55-2013: Classification of a listed issuer’s subscription for convertible notes where conversion is at the discretion of the listed issuer 2. HKEx-LD56-2013: Exchange not prepared to give listing approval for new shares to be issued upon...
by cladmin | Apr 10, 2013 | Hong Kong Law
Download the Word Relevant Listing Rules Guidance on Disclosure The Hong Kong Stock Exchange (the Exchange) has published guidance letter HKEx-GL52-13 (see archive) (the Guidance Letter) with regard to the disclosures expected in mineral company...
by cladmin | Apr 8, 2013 | Hong Kong Law
Download the Word Summary Of Proposals To Be Implemented Support For Short Trading Halts Trading Halts And Resumptions Timing Of Results Announcements Outstanding Orders Before Trading Halts Single Price Auction Sessions Non-Inside Information Announcements A+H Shares...
by cladmin | Mar 26, 2013 | Hong Kong Law
Download the Word Background Interim measures Legislative and regulatory framework OTC products coverage and mandatory obligations Mandatory reporting Mandatory clearing Penalty against breaches of mandatory obligations Regulation of intermediaries Systematically...
by cladmin | Mar 26, 2013 | Hong Kong Law
Download the Word Cornerstone Investors Relevant Listing Rules Exchange Guidance Guidance for Pre-IPO Investors The Exchange has published guidance letter, GL51-13 (see archive) (Guidance Letter), to remind listing applicants that no direct or indirect...
