HKEX Listing Rule Changes on Disciplinary Powers and Sanctions

Sep 2, 2021

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On 3 September 2021, Julia Charlton presented a webinar on HKEX Listing Rule Changes on Disciplinary Powers and Sanctions.

The webinar covers disciplinary structures or procedures of the HKEХ, sources of directors’ duties, consequences of non-compliance with the Listing Rules, HKEХ consultation paper, additional circumstances where HKEX can impose disciplinary sanctions, proposed minor rule amendments concerning HKEХ’s disciplinary powers and procedure matters.