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HK SFC Issues Restriction Notice to Kingston Securities Limited to Freeze Client’s Account during Corporate Misconduct Investigation
On 6 September 2024, Hong Kong’s Securities and Futures Commission (HK SFC) is…
HKEX Updates Listing Requirements for SPACs and Specialist Technology Companies
On 23 August 2024, the Hong Kong’s Securities and Futures Commission (HK SFC) …
HK SFC Initiates Legal Proceedings Against SoftMedx Healthcare Limited and Former Directors for Breach of Fiduciary Duties
On 4 September 2024, the Hong Kong’s Securities and Futures Commission (HK SFC…
SFC’s Strategic Priorities for 2024-2026: Blueprint for Future Financial Markets in Hong Kong
In January 2024, the Hong Kong’s Securities and Futures Commission (HK SFC) an…
HK SFC, HK ICAC, and Macao Judiciary Police: Joint Operation Targeting Cross-Boundary Fraud and Misconduct in Listed Company
On 19 and 20 August 2024, Hong Kong’s Securities and Futures Commission (HK SF…
SFC Releases Consultation Paper on the Repeal of Mixed Media Offers and Amendments to ePO Guidelines
SFC proposes ending HKMMO exemption and shifting IPO rules toward fully digital …
Market Misconduct Tribunal Finds Former China Forestry Executives Guilty of Disclosure Violations and Insider Trading
Hong Kong’s Market Misconduct Tribunal found China Forestry Holdings’ executives…
Hong Kong’s SFC & Police Pursue Major Ramp-and-Dump Syndicate in Coordinated Operation
Hong Kong’s Financial Commission and Police, in a coordinated operation, have su…
Tahoe Life’s Non-Compliance: Joint Action by HK SFC and HK IA to Tackle Cross-Sector Financial Irregularities
Hong Kong’s financial regulators, the SFC and IA, have teamed up to investigate …
Market Manipulation Case: First-Ever SFO Trial at Court of First Instance, Convicted Sentenced 6 years & 8 Months
A landmark verdict has been reached in a high-profile market manipulation case. …
SFC Announces Definitive Timeline for Uncertificated Securities Market in Hong Kong
USM Implementation: The Securities and Futures Commission (SFC) plans to impleme…
Enduring Strength of Hong Kong as Leading International Asset and Wealth Management Hub: SFC Survey 2023
Hong Kong’s Premier Status Reaffirmed: The SFC’s 2023 survey underscores Hon…